Broker Check

Our Partners

About LPL Financial

We have partnered with LPL Financial, the nation’s largest independent broker dealer, based in San Diego, CA and Financial Advocates, an enterprise organization located in Olympia, WA that assists independent financial advisors with compliance oversight, operations support, para-planning services and custom trading solutions.

You may not interact much with LPL Financial or Financial Advocates, but we can assure you they are working very hard to help behind the scenes.

About LPL Financial

We selected LPL Financial as a platform to best serve our clients. Of importance to us was partnering with a financial firm that devotes itself to their advisors, which allows the advisors to best serve their clients. LPL is committed to offering the best-in-class technology, both for the advisor and clients, is keenly aware of the importance of protecting client information and digital security and maintains a significant research department accessible to our clients under the Insights tab.

LPL Financial is one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to help meet their clients’ needs. For more information about LPL Financial, visit www.lpl.com.

About Financial Advocates

About Financial Advocates

The role of Financial Advocates is to assist independent financial advisors and their practices in several key areas: compliance oversight, operations support and personalized trading services. Located in Olympia, WA and founded in 1996, they are our local team that allows us to better serve you.

Our decision to partner with Financial Advocates is meaningful. Whether it is to help manage tasks that might take time away from serving our clients or providing educational updates to advisors, we value the services provided and relationships that have been built.